Regulatory framework
Caledonia operates in accordance with applicable financial services regulations and relevant supervisory expectations. Our operating model emphasizes a disciplined client onboarding process, clear mandate documentation, and controlled record maintenance, ensuring that instructions, execution, and reporting can be consistently demonstrated across markets.
Governance and client communications
Internal governance establishes a clear definition and allocation of responsibilities, with segregation of duties designed to maintain an effective internal control environment. We seek to ensure that external communications remain clear, balanced, and concise. Policies relating to conflicts management, best execution oversight, data handling, and third-party relationships are maintained at all times in accordance with the applicable regulatory framework.
